Supported SEC Form Types and Other Document Types

Supported SEC Filing Forms

The following sections and tables provide a list of support filing form types for Wdesk. The complete and up-to-date list is also available at Wdesk Supported Form Types.

Required by the Dodd-Frank Act

Asset-backed Securities Report Pursuant to Section 15G
ABS-15G ABS-15G/A


Specialized Disclosure Report
SD SD/A

Various Securities Act, Investment Company, and Other Miscellaneous Submission Types

Various 1933 Securities Act Registration Statements
S-1 S-1/A S-1MEF S-3 S-3/A S-3ASR S-3D
S-3DPOS S-3MEF S-4 S-4/A S-4EF S-4MEF S-4 POS
S-6 S-6/A S-8 S-8 POS S-11 S-11/A S-11MEF
POS AM AW WD RW WD POSASR F-1 F-1/A F-1MEF
F-3 F-3/A F-3ASR F-3D F-3DPOS F-3MEF F-4
F-4/A F-4MEF F-6 F-6/A F-6 POS F-6EF


Various Investment Company Submission Types
N-1 N-1/A N-1A N-1A/A N-14 N-14/A N-2
N-2/A N-2MEF N-3 N-3/A N-4 N-4/A N-5
N-5/A N-6 N-6/A 487


Registration of Securities by Certain Investment Companies Pursuant to Rule 24F-2
24F-2NT 24F-2NT/A


Registration Statements for Foreign Issuers
F-4 POS F-4EF F-7 F-7/A F-7 POS F-8 F-8/A
F-8 POS F-9 F-9/A F-9 POS F-9EF F-10 F-10/A
F-10EF F-10POS F-80 F-80/A F-80POS S-B S-B/A
S-BMEF


Prospectuses Filed Pursuant to Rule 424
424B1 424B2 424B3 424B4 424B5 424B7 424B8

Asset Backed Securities Disclosure and Registration Types

Regulation AB Submission Types
SF-1 SF-1/A SF-3 SF-3/A SF-3MEF ABS-EE ABS-EE/A
424H 424H/A

Various Investment Company, Securities Exchange Act, Subject Company and Other Miscellaneous Submission Types

Various Investment Company Submission Types
40-8F-2 40-8F-2/A 40-17G 40-17G/A N-8F N-8F/A N-18F1
N-18F1/A N-23C-2 N-23C-2/A N-23C3A N-23C3A/A N-23C3B N-23C3B/A
N-23C3C N-23C3C/A 40-17F1 40-17F1/A 40-17F2 40-17F2/A 40-24B2
40-24B2/A 40-33 40-33/A 40-8B25


1934 Securities Exchange Act Proxy Materials and Information Statements Filed Pursuant to Section 14
DEF 14A DEFA14A DEFR14A DEF 14C DEFA14C DFAN14A PRE 14A
PRE 14C PREN14A PRER14C PRRN14A DEFC14A DEFC14C DEFM14A
DEFM14C DEFN14A DEFR14C DFRN14A PREC14A PREC14C PREM14A
PREM14C PRER14A PX14A6G PX14A6N


Submission Types for Business Development Companies
N-54A N-54A/A N-54C N-54C/A N-6F N-6F/A


Company Act Registration Statements
N-8A N-8A/A N-8B-2 N-8B-2/A N-8B-3 N-8B-3/A N-8B-4
N-8B-4/A


Williams Act Submission Types
SC 13D SC 13D/A SC 13G SC 13G/A SC TO-C SC 13E1 SC 13E1/A
SC 13E3 SC 13E3/A SC13E4F SC13E4F/A SC14D1F SC14D1F/A SC 14D9
SC 14D9/A SC14D9C SC14D9F SC14D9F/A SC 14F1 SC 14F1/A SC TO-I
SC TO-I/A SC TO-T SC TO-T/A CB CB/A F-N F-N/A


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Miscellaneous 1933 Securities Act Submission Types
425 F-X F-X/A SUPPL


Ownership Submissions Pursuant to Section 16 or Rule 144
144 144/A


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Development Bank Submission Types
DSTRBRPT QRTLYRPT ANNLRPT

Investment Company Applications, Regulation E, Periodic, 34-Act Registration, Other Miscellaneous Submission Types

Applications under the Investment Company Act of 1940
40-APP 40-APP/A 40-OIP 40-OIP/A 40-6B 40-6B/A


Annual, Quarterly, and Periodic Reports
10-D 10-D/A NT 10-D NT 10-D/A 10-KT 10-KT/A 10-QT
10-QT/A 11-KT 11-KT/A 10-K 10-K/A 10-Q 10-Q/A
NT 10-K NT 10-K/A NT 10-Q NT 10-Q/A 8-K 8-K/A 8-K12B
8-K12B/A 8-K12G3 8-K12G3/A 11-K 11-K/A NT 11-K NT 11-K/A
NT 20-F NT 20-F/A 6-K 6-K/A 20-F 20-F/A 40-F
40-F/A ARS ARS/A 15-12B 15-12B/A 15-12G 15-12G/A
15-15D 15-15D/A 15F-12B 15F-12B/A 15F-12G 15F-12G/A 15F-15D
15F-15D/A 18-K 18-K/A IRANNOTICE SP 15D2 SP 15D2/A


13F Quarterly Reports
13F-NT 13F-NT/A 13F-HR 13F-HR/A


1934 Securities Exchange Act Registration Statements
8-A12B 8-A12B/A 8-A12G 8-A12G/A 10-12B 10-12B/A 10-12G
10-12G/A 20FR12B 20FR12B/A 20FR12G 20FR12G/A 25 25/A
40FR12B 40FR12B/A 40FR12G 40FR12G/A 18-12B 18-12B/A


Other Submissions Pursuant to the Trust Indenture Act
305B2 305B2/A


Prospectuses Filed Pursuant to Rule 424
424A


Various Investment Company Submission Types
485APOS 485BPOS 485BXT 486APOS 486BPOS 497AD 497H2
497J 497K 497 AW RW DEL AM POS 8C
POS EX POS AMI POS462B POS462C


Periodic Reports for Registered Investment Companies
N-Q N-Q/A N-CSR N-CSR/A NT-NCSR NT-NCSR/A N-CSRS
N-CSRS/A N-30B-2 N-30D N-30D/A NT-NSAR NT-NSAR/A N-PX
N-PX/A N-CR N-CR/A


Withdrawal of an application for exemptive or other relief from the federal securities laws
APP WD APP WD/A


Draft Registration Statements, pursuant to the Jumpstart Our Business Startups Act
DRS DRS/A DRSLTR


Regulation A, pursuant to the Section 401 of Jumpstart Our Business Startups Act
1-A-W 1-A-W/A 1-Z-W 1-Z-W/A DOSLTR 253G1 253G2
253G3 253G4 1-SA 1-SA/A 1-U 1-U/A


Regulation E Filings
1-E 1-E/A


Annual Reports Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12
X-17A-5 X-17A-5/A

Private Submission Types

CORRESP

Section 16 Forms

The Wdesk Section 16 application can also file forms with the SEC. The following form types are supported by the Section 16 application:

3 3/A 4 4/A 5 5/A

For more information on the Section 16 application, see our Section 16 Overview.

Other Document Types

Document, Risk, Presentation, and workbooks are all documents that can be created in Wdesk, but aren't filed to the SEC.

Because these documents aren't filed directly to the SEC, some additional formatting features are allowed in them, such as vertical text in table cells, and sort and filter functions in tables/workbooks.

All document types will allow you to create external hyperlinks. However, document validation will warn you of external hyperlinks in fileable documents, and actual EDGAR filings will be rejected if an external hyperlink is present.

Filing with Unsupported Forms

Forms not listed here can still be created in Wdesk and filed directly with the SEC through their website.

For detailed descriptions of each form, you can view the EDGAR Forms PDF document on the SEC website.